中新經緯4月14日(ri)電(dian) 據證(zheng)監會北京(jing)監管局(ju)網站14日(ri)消(xiao)息，北京(jing)證(zheng)監局(ju)對(dui)聯想控股(gu)股(gu)份(fen)有限(xian)公司采取責令改正行政監管措施的決定。
其中(zhong)提(ti)到，2021年(nian)9月8日(ri)至9月18日(ri)北京證監局對(dui)聯(lian)想(xiang)控股進行了現場檢查，發(fa)現公(gong)(gong)司(si)(si)(si)定(ding)期(qi)報(bao)(bao)告(gao)披露(lu)(lu)不及(ji)時(shi)(shi)(shi)(shi)。公(gong)(gong)司(si)(si)(si)2020年(nian)年(nian)度(du)報(bao)(bao)告(gao)在香港聯(lian)交(jiao)所披露(lu)(lu)時(shi)(shi)(shi)(shi)間早于境(jing)內交(jiao)易(yi)(yi)所公(gong)(gong)司(si)(si)(si)債券(quan)年(nian)度(du)報(bao)(bao)告(gao)發(fa)布時(shi)(shi)(shi)(shi)間；臨時(shi)(shi)(shi)(shi)報(bao)(bao)告(gao)披露(lu)(lu)不及(ji)時(shi)(shi)(shi)(shi)。公(gong)(gong)司(si)(si)(si)擬收購盧森堡(bao)國際銀行股權事(shi)項在上海證券(quan)交(jiao)易(yi)(yi)所披露(lu)(lu)時(shi)(shi)(shi)(shi)間晚于香港聯(lian)交(jiao)所披露(lu)(lu)時(shi)(shi)(shi)(shi)間；個別(bie)子公(gong)(gong)司(si)(si)(si)股權質押未(wei)在相關募集說明書及(ji)定(ding)期(qi)報(bao)(bao)告(gao)中(zhong)披露(lu)(lu)；公(gong)(gong)司(si)(si)(si)經營性(xing)(xing)(xing)與非經營性(xing)(xing)(xing)往(wang)來界定(ding)不夠清晰(xi)，非經營性(xing)(xing)(xing)往(wang)來占款或資金(jin)拆(chai)借披露(lu)(lu)不準(zhun)確。
同時，北京證監局在日(ri)常監管中發現，2022年(nian)3月31日(ri)，你(ni)公(gong)司(si)在香港聯交所發布(bu)《截至2021年(nian)12月31日(ri)止年(nian)度全年(nian)業績公(gong)布(bu)》公(gong)告，但是該(gai)信息未(wei)在上(shang)海證券交易所債(zhai)券市場同步(bu)披露(lu)。
北(bei)京證監(jian)局指出，上(shang)述行(xing)(xing)為違(wei)反了(le)《公(gong)(gong)(gong)(gong)司債(zhai)(zhai)券(quan)發行(xing)(xing)與(yu)(yu)交易管理辦法》(2021年)第四(si)條、《公(gong)(gong)(gong)(gong)司債(zhai)(zhai)券(quan)發行(xing)(xing)與(yu)(yu)交易管理辦法》(2015年)第四(si)條、《公(gong)(gong)(gong)(gong)司信(xin)用類(lei)債(zhai)(zhai)券(quan)信(xin)息披露管理辦法》第十五條及《公(gong)(gong)(gong)(gong)開發行(xing)(xing)證券(quan)的(de)公(gong)(gong)(gong)(gong)司信(xin)息披露內(nei)容(rong)與(yu)(yu)格(ge)式準則(ze)第38號--公(gong)(gong)(gong)(gong)司債(zhai)(zhai)券(quan)年度報告的(de)內(nei)容(rong)與(yu)(yu)格(ge)式》第八條的(de)規(gui)定。現(xian)決定對公(gong)(gong)(gong)(gong)司采取責(ze)令改(gai)正的(de)行(xing)(xing)政監(jian)管措(cuo)施(shi)。
